Unclaimed
Thomas Ditosto is a financial advisor with Ingalls & Snyder, LLC, based in New York, NY. Thomas has been in the financial industry since 1989. Thomas is a registered investment advisor in New York. Thomas is also a Series 7 and Series 63 licensed securities professional and has additional licenses in 9 other states. Thomas has a strong background in providing financial advice to individuals and families, businesses, and non-profit organizations. Thomas focuses on investment management and financial planning, including retirement planning, college savings, and estate planning. Thomas is a trusted advisor to his clients and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
NY
04/04/1995 - 04/25/1996
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
11/08/1993 - 04/07/1995
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
IL
07/10/1992 - 11/18/1993
RODMAN & RENSHAW INC. (CHICAGO IL)
NA
09/22/1987 - 01/31/1991
MABON, NUGENT & CO.
BC
Issued 11/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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