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Thomas Peter Ditosto

Ingalls & Snyder, LLC

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About Thomas Peter Ditosto

Thomas Ditosto is a financial advisor with Ingalls & Snyder, LLC, based in New York, NY. Thomas has been in the financial industry since 1989. Thomas is a registered investment advisor in New York. Thomas is also a Series 7 and Series 63 licensed securities professional and has additional licenses in 9 other states. Thomas has a strong background in providing financial advice to individuals and families, businesses, and non-profit organizations. Thomas focuses on investment management and financial planning, including retirement planning, college savings, and estate planning. Thomas is a trusted advisor to his clients and is committed to providing them with the highest level of service.

Firm Information

Thomas Ditosto is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Thomas Ditosto’s Registration & Firm History

NY

07/08/2021 - Present

Ingalls & Snyder, LLC (NEW YORK NY)

NY

04/04/1995 - 04/25/1996

SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)

NY

11/08/1993 - 04/07/1995

WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)

IL

07/10/1992 - 11/18/1993

RODMAN & RENSHAW INC. (CHICAGO IL)

NA

09/22/1987 - 01/31/1991

MABON, NUGENT & CO.

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Licenses & Designations

BC

Issued 11/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Peter Ditosto.
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