Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brennan is a securities professional with over two decades of experience in the financial services industry. Thomas's career has spanned various firms, including Atreyu Group LLC, Chicago Analytic Trading Company, LLC, and Lodestar Securities Corp. Thomas holds a Series 7, Series 24, Series 63, Series 99TO, and SIE license. Thomas is currently registered with Natisa Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/07/2023 - Present
Natisa Securities LLC (WESTCHESTER IL)
IL
09/07/2016 - 08/31/2021
ATREYU GROUP LLC (Westchester IL)
AL
07/14/2014 - 12/20/2017
CHICAGO ANALYTIC TRADING COMPANY, LLC (VESTAVIA HILLS AL)
NY
09/10/2014 - 05/22/2015
LODESTAR SECURITIES CORP. (NEW YORK NY)
IL
11/30/2012 - 09/13/2013
ATRIUM TRADING, INC (SCHAUMBURG IL)
IL
04/01/2013 - 05/17/2013
GLOBAL-AMERICAN INVESTMENTS, INC. (CHICAGO IL)
IL
09/06/2011 - 10/22/2012
LIVEVOL SECURITIES, INC. (CHICAGO IL)
IL
10/13/2010 - 09/30/2011
EROOM SECURITIES L.L.C. (CHICAGO IL)
FL
07/15/2008 - 09/13/2010
RAINMAKER SECURITIES, LLC (CORAL GABLES FL)
IL
08/25/2006 - 12/20/2006
VALIC FINANCIAL ADVISORS, INC. (CHICAGO IL)
IL
06/23/2000 - 11/29/2005
PRISMA & COMPANY (NORTHFIELD IL)
NY
10/10/1995 - 11/18/1999
FUJI SECURITIES INC. (NEW YORK NY)
BC
Issued 03/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 11/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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