Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Perrotta is a financial advisor with over 30 years of experience in the industry. Thomas is a registered representative with Samuel A. Ramirez & Company, Inc. and holds the following licenses: Series 7, Series 24, Series 53, Series 63, Series 99TO, and SIE. Thomas is also licensed in the following states: California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/19/1988 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
BC
Issued 09/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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