Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pernetti is a financial professional with over 28 years of experience in the industry. Thomas is currently registered with Cantor Fitzgerald & Co. and has held previous positions with NOMURA SECURITIES INTERNATIONAL, INC., MORGAN STANLEY & CO. LLC, BEAR, STEARNS & CO. INC., and PRUDENTIAL SECURITIES INCORPORATED. Thomas holds a variety of licenses including Series 4, Series 7, Series 24, Series 52TO, Series 55, Series 57TO, and Series 79TO. Thomas is registered to conduct business in New Jersey, New York and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/26/2019 - Present
Cantor Fitzgerald & Co. (SHREWSBURY NJ)
NY
05/17/2016 - 05/10/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
07/25/2008 - 03/21/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/22/1996 - 07/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/10/1994 - 10/31/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/08/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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