Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Peterffy has been active in the financial industry since September 8, 1994. Thomas is currently registered with Interactive Brokers Corp., Ibkr Securities Services LLC and Interactive Brokers LLC. Thomas has a total of 24 approved SRO registrations, 1 approved FINRA registration and 1 approved state registration. Thomas is licensed in Connecticut. Thomas has passed the Series 3, 4, 24, 55, 57TO, 62 and 63 exams. Thomas has been with Interactive Brokers Corp. since August 3, 2009. Thomas was previously registered with TIMBER HILL SPECIALISTS CORP. until September 9, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/03/2009 - Present
Interactive Brokers Corp. (GREENWICH CT)
CT
10/21/2008 - 09/09/2011
TIMBER HILL SPECIALISTS CORP. (GREENWICH CT)
BC
Issued 10/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1995
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/02/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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