Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Payton Collins is a financial advisor with over 25 years of experience in the industry. Thomas is currently registered with Kovack Advisors, Inc. and Kovack Securities, LLC. and has previously been registered with several other firms including LPL FINANCIAL LLC, 1ST GLOBAL CAPITAL CORP., and EQUICO SECURITIES, INC. Thomas holds several licenses and certifications including Series 6, 7, 24, 63, and 65. He specializes in financial planning, portfolio management, and selection of other advisors. Thomas's clients include high-net-worth individuals, corporations, businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/25/2021 - Present
Kovack Advisors, Inc. (Jupiter FL)
FL
03/17/2017 - 04/20/2020
LPL FINANCIAL LLC (STUART FL)
FL
11/16/2000 - 03/20/2017
1ST GLOBAL CAPITAL CORP. (STUART FL)
CA
07/18/2000 - 11/22/2000
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
GA
12/01/1999 - 07/19/2000
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
11/28/1995 - 11/17/1999
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
NY
06/01/1994 - 10/17/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/01/1994 - 10/17/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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