Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Vitale is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas has over 30 years of experience in the financial services industry. He is a registered representative in 21 states and a registered investment advisor in Georgia. Thomas is a Series 6, 7, 63 and 65 licensed financial advisor. He holds a SIE license. In addition to his work with Northwestern Mutual, Thomas is also a fishing guide in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
04/26/2012 - Present
Northwestern Mutual Investment Services, LLC (PEACHTREE COR GA)
IA
Issued 04/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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