Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Tooley is an investment advisor representative with MML Investors Services, LLC. Thomas has been in the financial services industry since 1983. Thomas is a licensed securities agent in Connecticut and holds Series 7, 22, 24, 63, and 6TO licenses. Thomas has been registered with MML Investors Services, LLC since 2016. Prior to joining MML Investors Services, LLC, Thomas was registered with Lincoln Financial Distributors, Inc., Hartford Equity Sales Company Inc., Travelers Distribution LLC, Tower Square Securities, Inc., TL&A Insurance Distribution LLC, and Salomon Smith Barney Inc. Thomas specializes in providing financial planning, portfolio management, and asset allocation programs to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
05/04/2016 - Present
MML Investors Services, LLC (SPRINGFIELD MA)
CT
08/11/2010 - 02/02/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (HARTFORD CT)
CT
11/30/2005 - 08/06/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
05/25/2005 - 02/17/2006
TRAVELERS DISTRIBUTION LLC (HARTFORD CT)
CA
05/08/1984 - 12/19/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
08/10/2004 - 09/26/2005
TL&A INSURANCE DISTRIBUTION LLC (HARTFORD CT)
NY
11/03/2000 - 05/04/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NA
06/19/1983 - 06/04/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BC
Issued 04/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/29/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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