Unclaimed
Thomas Sileo is a financial advisor with Commonwealth Financial Network. Thomas has been in the financial industry since February 18, 1999. Thomas is registered with the state of New Hampshire as an investment advisor representative. Thomas holds the following licenses and certifications: Series 7, Series 31, Series 63, Series 65, Series 9 and Series 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
11/05/2018 - Present
Commonwealth Financial Network (Nashua NH)
NH
06/19/2009 - 10/31/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NASHUA NH)
NH
06/01/2009 - 06/22/2009
MORGAN STANLEY SMITH BARNEY (MANCHESTER NH)
NH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MANCHESTER NH)
NH
02/19/1999 - 04/02/2007
MORGAN STANLEY DW INC. (NASHUA NH)
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/10/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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