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Thomas Paul Rasmussen

Cabrera Capital Markets, LLC

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About Thomas Paul Rasmussen

Thomas Rasmussen is a financial advisor with Cabrera Capital Markets, LLC, based in New York, NY. Thomas has over 35 years of experience in the financial industry and holds the following licenses and registrations: Series 7, 9, 10, 52, 53, 63, 79 and SIE. Thomas has previously worked at Citigroup Global Markets Inc., Marine Midland Securities, Inc., Discount Corporation of New York Municipals, and Donaldson, Lufkin & Jenrette Securities Corporation. Thomas is currently registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York.

Firm Information

Thomas Rasmussen is currently registered with Cabrera Capital Markets, LLC. Cabrera Capital Markets, LLC is a Limited Liability Company formed in April 2007. The firm is registered with the SEC and has a presence in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Rasmussen’s Registration & Firm History

NY

05/22/2024 - Present

Cabrera Capital Markets, LLC (NEW YORK NY)

NY

01/17/1989 - 08/03/2022

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/21/1988 - 12/13/1988

MARINE MIDLAND SECURITIES, INC. (NEW YORK NY)

NA

06/30/1986 - 12/07/1987

DISCOUNT CORPORATION OF NEW YORK MUNICIPALS

NA

01/21/1986 - 04/02/1986

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/19/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/25/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/13/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Paul Rasmussen.
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