Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Novellino is a financial professional with over 15 years of experience in the securities industry. Thomas is currently registered with Tradition Securities AND Derivatives LLC and is Series 7, Series 63, and SIE licensed. Previously, Thomas was with Standard Credit Securities Inc., CCM Securities, LLC, Lighthouse Financial Group, LLC, and Rafferty Capital Markets, LLC. Thomas has held numerous positions throughout his career including Financial Advisor. Thomas is registered with the following states: California, Connecticut, Illinois, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/02/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/03/2011 - 03/03/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
08/31/2010 - 10/11/2011
CCM SECURITIES, LLC (NEW YORK NY)
NY
05/22/2009 - 08/18/2010
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
NY
09/22/2005 - 01/05/2009
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 05/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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