Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Murphy is a financial advisor with over 27 years of experience in the industry. He is currently registered with LPL Financial LLC and has been with the firm since March 2014. Thomas holds Series 7 and Series 63 licenses, along with Series 99TO and SIE designations. Prior to joining LPL Financial LLC, Thomas worked for a variety of financial firms including E D & F Man Capital Markets Inc., Wunderlich Securities, Inc., MPS Fixed Income LLC, First New York Securities L.L.C., Morgan Stanley DW Inc., Bear, Stearns & Co. Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/28/2014 - Present
LPL Financial LLC (FORT MILL SC)
NY
09/06/2012 - 07/16/2013
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
10/05/2011 - 09/11/2012
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
06/07/2011 - 01/23/2012
MPS FIXED INCOME LLC (NEW YORK NY)
NY
04/15/2010 - 10/06/2011
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
05/04/1999 - 01/25/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/08/1993 - 03/24/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/24/1987 - 10/19/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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