Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Muldoon III is a financial advisor with Cetera Investment Advisers LLC, based in STATE COLLEGE, PA. Thomas Paul Muldoon III is registered with the state of Pennsylvania and has been in the industry since December 5, 2001. Thomas Paul Muldoon III holds Series 7, Series 26, Series 66, and Series 99TO licenses and has worked with previous firms such as PENSIONMARK SECURITIES, LLC, CAPFINANCIAL SECURITIES, LLC., LPL FINANCIAL LLC, TWO POINT ROYAL, LLC, FINANCIAL TELESIS INC, VALMARK SECURITIES, INC., and PRINCOR FINANCIAL SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/17/2020 - Present
Cetera Investment Advisers LLC (STATE COLLEGE PA)
PA
09/01/2017 - 02/13/2020
PENSIONMARK SECURITIES, LLC (Duncansville PA)
PA
09/08/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (Duncansville PA)
PA
09/05/2014 - 09/02/2015
LPL FINANCIAL LLC (DUNCANSVILLE PA)
PA
05/16/2014 - 11/14/2014
TWO POINT ROYAL, LLC (DUNCANSVILLE PA)
PA
12/08/2004 - 09/09/2014
FINANCIAL TELESIS INC (DUCANSVILLE PA)
OH
10/08/2003 - 12/01/2004
VALMARK SECURITIES, INC. (AKRON OH)
IA
07/25/2001 - 07/03/2003
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BOTH
Issued 09/18/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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