Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lutz has been an active advisor in the financial industry since November 2005. Thomas is currently registered with Raymond James Financial Services Advisors, Inc., and works out of their West Lawn, PA branch. He is registered as a registered representative (RR) and an investment advisor representative (IAR) in Pennsylvania. Prior to joining Raymond James, Thomas was affiliated with Morgan Stanley Smith Barney and Citigroup Global Markets Inc. in Pennsylvania. He has a wide range of licenses and qualifications, including Series 7, Series 63, Series 65, Series 9 and Series 10. Thomas is an experienced professional with a strong track record in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
08/20/2009 - Present
Raymond James Financial Services Advisors, Inc. (WEST LAWN PA)
PA
06/01/2009 - 08/14/2009
MORGAN STANLEY SMITH BARNEY (WYOMISSING PA)
PA
11/23/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WYOMISSING PA)
IA
Issued 01/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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