Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Lee is a financial advisor in Rockville, MD. Thomas has over 25 years of experience in the financial services industry. Thomas is registered with Raymond James Financial Services Advisors, Inc. and has previously held registrations with MetLife Securities Inc., Metropolitan Life Insurance Company, and Ameritas Investment Corp. Thomas offers a variety of financial services, including financial planning, portfolio management, and investment advisory services. Thomas serves individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
04/29/2014 - Present
Raymond James Financial Services Advisors, Inc. (ROCKVILLE MD)
MA
08/24/1998 - 02/27/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/24/1998 - 02/27/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NE
05/13/1998 - 08/06/1998
AMERITAS INVESTMENT CORP. (LINCOLN NE)
MA
12/05/1996 - 05/11/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/05/1996 - 05/11/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 05/24/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/04/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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