Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Hughes is an investment advisor representative currently registered with Raymond James Financial Services Advisors, Inc. Thomas has been in the financial industry since March 6, 1992, working with individuals and businesses. Thomas is registered with the states of Texas, Virginia, and other states as well as the FINRA. Thomas is a Registered Representative and Investment Advisor Representative with Raymond James Financial Services Advisors, Inc. and is associated with the Richmond, VA office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
02/20/2015 - Present
Raymond James Financial Services Advisors, Inc. (RICHMOND VA)
VA
06/06/2001 - 02/18/2015
CETERA INVESTMENT SERVICES LLC (MECHANICSVILLE VA)
MN
11/16/1999 - 06/06/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NY
05/18/1999 - 11/15/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
11/20/1997 - 04/09/1999
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
CA
11/29/1996 - 11/10/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
04/21/1995 - 12/03/1996
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
WI
01/20/1992 - 04/24/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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