Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hoover is an investment advisor representative at Kestra Advisory Services, LLC, with over 35 years of experience in the industry. Thomas holds several licenses and registrations, including Series 7, 9, 10, 24, 52, 53, 63, 66, and SIE. He has been registered with Kestra Advisory Services, LLC since 2016, and prior to that was with Carey, Thomas, Hoover & Breault, Inc., Rhodes Securities, Inc., and Firm One Securities, Incorporated. Thomas provides financial planning, investment advisory, and portfolio management services for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
07/27/2023 - Present
Kestra Advisory Services, LLC (Wichita KS)
KS
07/05/1995 - 10/17/2016
CAREY, THOMAS, HOOVER, & BREAULT, INC. (WICHITA KS)
TX
12/05/1989 - 07/10/1995
RHODES SECURITIES, INC. (FT WORTH TX)
NA
02/12/1988 - 11/24/1989
FIRM ONE SECURITIES, INCORPORATED
BOTH
Issued 08/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/02/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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