Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Henry is a financial advisor who has been in the industry since 1993. He has worked for several firms including CUNA Brokerage Services, Inc., CUSO Financial Services, L.P., Invest Financial Corporation, PFIC Securities Corporation, FISERV Investor Services, Inc., Money Concepts Capital Corp, Edward Jones, and Pruco Securities Corporation. Thomas holds Series 6, 7, 24, 51, 63, and 65 licenses. He is currently registered with LPL Financial LLC as a Registered Representative and Investment Advisor Representative. Thomas has expertise in a variety of financial areas, including investment consulting, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
05/18/2022 - Present
LPL Financial LLC (BEAVERCREEK OH)
OH
08/29/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Dayton OH)
CA
10/22/2014 - 08/20/2019
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
OH
04/30/2007 - 10/22/2014
INVEST FINANCIAL CORPORATION (MIDDLETOWN OH)
OH
08/17/2005 - 04/30/2007
PFIC SECURITIES CORPORATION (FRANKLIN OH)
TX
04/03/2003 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
FL
01/06/2003 - 03/28/2003
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
FL
11/02/2000 - 12/31/2002
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
MO
04/04/1997 - 10/06/2000
EDWARD JONES (ST. LOUIS MO)
NJ
07/14/1993 - 04/24/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 06/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2005
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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