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Thomas Paul Hajny

USA Financial Securities LLC

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About Thomas Paul Hajny

Thomas Hajny is a financial advisor with over 30 years of experience in the financial services industry. Thomas is a Certified Financial Planner™ and a Chartered Financial Consultant. He is registered to provide investment advice in Arizona, California, Florida, Massachusetts, Nevada, and Washington. Thomas is currently affiliated with USA Financial Securities LLC and previously worked with other firms including Ameritas Investment Corp, Foresters Equity Services, Inc., and Canada Life of America Financial Services, Inc.. His prior experience gives him a unique perspective on the financial industry.

Firm Information

Thomas Hajny is currently registered with USA Financial Securities LLC. USA Financial Securities LLC is an Approved Limited Liability Company formed on July 3, 2024. Based in ADA, MI, USA, they provide financial planning and portfolio management services for individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and in all 51 states and has over 160 licensed agents, investment advisor representatives, and registered representatives. With a total of 1,395 accounts under management, they oversee $268,691,644 in regulatory assets.
USA Financial Securities LLC

6020 EAST FULTON STREET

ADA, MI 49301

$268.69M

Assets Under Management

265

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Hajny’s Registration & Firm History

MI

03/06/2017 - Present

USA Financial Securities LLC (ADA MI)

WA

12/21/2007 - 12/27/2016

AMERITAS INVESTMENT CORP. (RENTON WA)

WA

06/19/2006 - 09/27/2007

SIGNATOR INVESTORS, INC. (SEATTLE WA)

WA

10/15/2003 - 06/06/2006

FORESTERS EQUITY SERVICES, INC. (RENTON WA)

CO

09/23/2002 - 08/06/2003

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

MA

08/27/1999 - 05/31/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

08/27/1999 - 05/31/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

04/28/1982 - 12/21/1996

MONY SECURITIES CORP. (NEW YORK NY)

NY

04/28/1982 - 10/15/1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 08/23/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1999

Series 7 - General Securities Representative Examination

BC

Issued 04/27/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Paul Hajny.
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