Unclaimed
Thomas Hajny is a financial advisor with over 30 years of experience in the financial services industry. Thomas is a Certified Financial Planner™ and a Chartered Financial Consultant. He is registered to provide investment advice in Arizona, California, Florida, Massachusetts, Nevada, and Washington. Thomas is currently affiliated with USA Financial Securities LLC and previously worked with other firms including Ameritas Investment Corp, Foresters Equity Services, Inc., and Canada Life of America Financial Services, Inc.. His prior experience gives him a unique perspective on the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
03/06/2017 - Present
USA Financial Securities LLC (ADA MI)
WA
12/21/2007 - 12/27/2016
AMERITAS INVESTMENT CORP. (RENTON WA)
WA
06/19/2006 - 09/27/2007
SIGNATOR INVESTORS, INC. (SEATTLE WA)
WA
10/15/2003 - 06/06/2006
FORESTERS EQUITY SERVICES, INC. (RENTON WA)
CO
09/23/2002 - 08/06/2003
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
MA
08/27/1999 - 05/31/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/27/1999 - 05/31/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
04/28/1982 - 12/21/1996
MONY SECURITIES CORP. (NEW YORK NY)
NY
04/28/1982 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 11/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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