Unclaimed
Thomas Paul Graney is a financial advisor with The Leaders Group, Inc. based in Littleton, CO. Thomas Graney has been in the financial services industry since 2007. He is a Series 6, Series 26, and Series 63 licensed professional. His experience includes roles at ADP Broker-Dealer, Inc., P.J. Robb Variable Corporation, MetLife Securities Inc., Hennion & Walsh, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/18/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
07/20/2021 - 07/19/2022
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
05/16/2013 - 03/24/2021
P.J. ROBB VARIABLE CORPORATION (SOMERSET NJ)
NJ
11/16/2011 - 05/15/2013
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
01/22/2009 - 10/14/2011
HENNION & WALSH, INC. (PARSIPPANY NJ)
NY
03/17/2003 - 10/25/2004
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 04/06/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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