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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Galullo is a financial advisor with Cambridge Investment Research Advisors, Inc. Thomas has been in the industry since October 1994. Thomas is a Certified Financial Planner and a Chartered Financial Consultant. Thomas also owns the supplemental service business, Thomas P. Galullo Enterprises. Thomas has a wide range of experience in the industry and is registered with the Securities and Exchange Commission and the state of Indiana as an investment advisor and broker-dealer representative. Thomas is committed to providing his clients with personalized financial advice to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IN
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Indianapolis IN)
IN
03/02/2009 - 10/10/2019
FSC SECURITIES CORPORATION (INDIANAPOLIS IN)
IN
11/18/2002 - 03/09/2009
LPL FINANCIAL CORPORATION (INDIANAPOLIS IN)
MA
07/26/1996 - 11/25/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/17/1995 - 08/06/1996
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
GA
10/13/1994 - 07/28/1995
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/21/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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