Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fink is a financial advisor with Principal Securities, Inc., where Thomas has been registered since 2005. Thomas has been in the financial industry since 1983, working for various firms like Carillon Investments, Inc., Sentra Securities Corporation, and Mutual Service Corporation. Thomas holds the Series 63, Series 6TO, and Series 2 licenses, and has earned the Chartered Financial Consultant designation. Thomas is also registered to provide financial services in Alaska, Arizona, California, Georgia, Mississippi, New York, Oregon, Tennessee, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
OR
02/11/2005 - Present
Principal Securities, Inc. (LAKE OSWEGO OR)
OH
07/02/2002 - 09/22/2004
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
AZ
02/23/2001 - 07/25/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MN
01/11/2001 - 03/20/2001
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
AZ
09/01/2000 - 12/31/2000
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
01/02/1996 - 09/06/2000
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
03/20/1991 - 12/31/1995
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
WA
02/14/1986 - 04/02/1991
GODWINS SECURITIES, INC. (SEATTLE WA)
NA
08/12/1983 - 03/24/1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
04/25/1984 - 02/14/1986
FBH EQUITIES OF OREGON, INC.
NA
03/23/1984 - 06/05/1984
TITAN CAPITAL CORPORATION
BC
Issued 05/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1982
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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