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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Paul Dalpiaz is a registered Investment Advisor Representative with Seelaus Asset Management, LLC. Thomas has been in the financial services industry since 1991. He has a wide range of experience, including working with Advisors Asset Management, Inc. and Neuberger Berman, LLC. Thomas has several licenses including Series 65, Series 63, Series 24, Series 79TO, SIE, and Series 7. Thomas has a strong track record of providing high-quality financial advice to individual investors, businesses, and other institutions. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
10/16/2013 - Present
Seelaus Asset Management, LLC (CHATHAM NJ)
NY
05/01/2006 - 09/18/2013
ADVISORS ASSET MANAGEMENT, INC. (MELVILLE NY)
NY
11/12/2004 - 02/21/2006
NEUBERGER BERMAN, LLC (NEW YORK NY)
MA
09/20/1988 - 07/02/2002
WEISS, PECK & GREER, L.L.C. (BOSTON MA)
IA
Issued 11/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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