Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Charmley is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry since May 5, 2002. He is registered with the state of California and Texas and has passed the Series 65, Series 63, Series 31, Series 7, and SIE examinations. He is also registered with FINRA. Thomas has previously worked at Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Smith Barney Inc. Thomas provides a range of financial services including portfolio management, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/16/2016 - Present
Wells Fargo Clearing Services, LLC (EAGLES MERE PA)
CA
06/27/2009 - 09/30/2016
MORGAN STANLEY (SAN RAFAEL CA)
CA
01/28/2003 - 06/27/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
CA
05/22/2009 - 05/29/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
NY
02/15/2001 - 11/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/01/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Charmley is the right advisor for you? Invested Better is here to help.
