Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brehm is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the industry. Thomas has been registered with the state of Michigan as an investment advisor representative since 2019 and has held previous positions at Ameriprise Advisor Services, Inc. and Edward D. Jones & Co., L.P. Thomas has a broad range of experience and holds Series 4, 7, 8, 9, 10, 24, 63, 65, and 66 licenses. Thomas specializes in working with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
07/23/2019 - Present
Stifel, Nicolaus & Company, Inc. (SOUTHFIELD MI)
MI
10/05/2009 - 07/25/2019
AMERIPRISE FINANCIAL SERVICES, INC. (FARMINGTON HILLS MI)
MI
02/25/1991 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WEST BLOOMFIELD MI)
MO
03/21/1989 - 10/23/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 08/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/04/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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