Unclaimed
Thomas Zinckgraf is a financial advisor at LPL Financial LLC, with over 40 years of experience in the industry. Thomas is registered with FINRA and the state of New Jersey, and is also registered with the states of Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia. Thomas specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses. Thomas is committed to providing his clients with personalized financial advice and guidance. Before joining LPL Financial LLC, Thomas worked with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC and UBS PAINEWEBBER INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/01/2021 - Present
LPL Financial LLC (MORRISTOWN NJ)
NJ
11/22/2002 - 05/06/2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CEDAR KNOLLS NJ)
NJ
08/04/1995 - 12/17/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
06/19/1990 - 08/09/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/18/1981 - 06/25/1990
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 10/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/16/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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