Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Walters is a registered representative with Level Four Financial, LLC. Thomas has been in the financial industry since March 2022. Thomas holds the Series 7TO, Series 63, and SIE licenses. Thomas is currently registered in North Carolina. Thomas was previously registered with MID-ATLANTIC SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/14/2022 - Present
Level Four Financial, LLC (PINEHURST NC)
NC
03/23/2022 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (PINEHURST NC)
BC
Issued 06/29/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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