Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Valdez is a financial advisor who has been in the industry since 2003. Thomas is currently registered with LPL Financial LLC and has a Series 66 and Series 7 license. Thomas is active in several states including Colorado, Texas, Arizona, California, Florida, Georgia, Indiana, Kentucky, Montana, Nebraska, New Mexico, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Virginia, Washington, Wisconsin and Wyoming. Previously, Thomas was registered with Fidelity Brokerage Services LLC, Commonwealth Financial Network and Isaak Bond Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
05/31/2013 - Present
LPL Financial LLC (ARVADA CO)
CO
08/02/2006 - 07/18/2008
FIDELITY BROKERAGE SERVICES LLC (DENVER CO)
CO
01/16/2004 - 06/13/2006
COMMONWEALTH FINANCIAL NETWORK (GOLDEN CO)
CO
02/06/2003 - 03/08/2005
ISAAK BOND INVESTMENTS, INC. (LAKEWOOD CO)
BOTH
Issued 09/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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