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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick Smith is a financial advisor with Legacy Wealth Management, LLC based in Southlake, TX. Thomas has over 20 years of experience in the financial services industry. Thomas is a registered representative in Texas. His primary focus is providing financial advice and portfolio management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisory consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
05/23/2024 - Present
Legacy Wealth Management, LLC (Southlake TX)
TX
11/02/2022 - 05/23/2024
REALTA EQUITIES, INC. (SOUTHLAKE TX)
TX
05/31/2016 - 08/31/2022
CENTER STREET SECURITIES, INC. (SOUTHLAKE TX)
TX
08/09/2011 - 06/03/2016
TITAN SECURITIES (ARLINGTON TX)
TX
06/29/2010 - 08/05/2011
NEWBRIDGE SECURITIES CORPORATION (BEDFORD TX)
MI
08/22/2000 - 11/13/2001
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
AZ
07/19/2000 - 07/27/2000
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BOTH
Issued 06/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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