Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ruzzo is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with firms such as Credit Suisse Securities (USA) LLC, BlackRock Investments, Inc., State Street Research Investment Services, Inc., Heartland Securities Corp. and PreferredTrade, Inc.. Thomas holds FINRA Series 7, Series 55 and Series 63 licenses as well as the SIE exam. Thomas is registered in 28 states and works with clients across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/01/2016 - Present
Wells Fargo Clearing Services, LLC (BOSTON MA)
MA
10/19/2007 - 03/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
MA
09/29/2006 - 10/31/2007
BLACKROCK INVESTMENTS, INC. (BOSTON MA)
MA
07/03/2006 - 10/02/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
02/01/2001 - 08/02/2002
HEARTLAND SECURITIES CORP. (EDISON NJ)
CA
07/20/2000 - 02/27/2001
PREFERREDTRADE, INC. (SAN FRANCISCO CA)
BC
Issued 11/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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