Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick O'Sullivan is a financial professional registered with Bay Crest Partners, LLC. Thomas has been in the industry since November 13, 2019, and has a Series 3, Series 7TO, and Series 63 license. Thomas holds registrations in Connecticut, New Jersey and New York. Thomas was previously registered with BNP PARIBAS SECURITIES CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/13/2023 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
11/12/2019 - 02/10/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 08/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2019
Series 3 - National Commodity Futures Examination
BC
Issued 11/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
New York Stock Exchange
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