Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick O'Connor is a securities professional with a focus on investment banking. Thomas is registered with Canaccord Genuity LLC and holds the Series 63, SIE, and Series 79TO licenses. Thomas is registered in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/07/2022 - Present
Canaccord Genuity LLC (New York NY)
BC
Issued 08/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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