Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McNeill has been in the financial industry since 2007. Thomas is currently registered with U.S. Bancorp Investments, Inc. and provides portfolio management for individuals, businesses and investment companies. Thomas also offers financial planning services. Thomas holds Series 7, Series 31, Series 63, Series 65, and SIE licenses and is registered with the states of California, Colorado, Kansas, and Texas. Prior to joining U.S. Bancorp Investments, Inc., Thomas worked for CETERA INVESTMENT SERVICES LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., STATE FARM VP MANAGEMENT CORP., PRIMEVEST FINANCIAL SERVICES, INC., and CAPITAL ONE INVESTMENT SERVICES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CO
06/11/2024 - Present
U.s. Bancorp Investments, Inc. (Colorado Springs CO)
TX
03/03/2017 - 10/03/2022
CETERA INVESTMENT SERVICES LLC (NEW BRAUNFELS TX)
TX
12/05/2016 - 03/02/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW BRAUNFELS TX)
TX
03/28/2014 - 12/02/2016
CETERA INVESTMENT SERVICES LLC (Lubbock TX)
IL
09/13/2012 - 04/03/2014
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TX
07/14/2008 - 06/05/2012
PRIMEVEST FINANCIAL SERVICES, INC. (VICTORIA TX)
TX
05/31/2008 - 06/11/2008
CAPITAL ONE INVESTMENT SERVICES CORPORATION (VICTORIA TX)
TX
11/28/2007 - 05/31/2008
CAPITAL ONE INVESTMENTS, LLC (VICTORIA TX)
TX
04/02/2007 - 09/06/2007
MORGAN STANLEY & CO., INCORPORATED (SAN ANTONIO TX)
TX
03/08/2007 - 04/02/2007
MORGAN STANLEY DW INC. (SAN ANTONIO TX)
TX
10/04/2006 - 02/28/2007
AXA ADVISORS, LLC (SAN ANTONIO TX)
IA
Issued 05/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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