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Thomas Patrick McGovern

Pruco Securities, LLC

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About Thomas Patrick McGovern

Thomas McGovern is a registered representative with Pruco Securities, LLC, a firm that is registered as both a broker-dealer and investment adviser. Thomas has been working in the financial industry for over 5 years and is licensed to sell securities in Connecticut, Rhode Island, and Washington. Thomas holds the Series 6, Series 63, and SIE licenses. The firm's main office is located in Newark, NJ. Pruco Securities, LLC is a registered investment adviser and has a total of 113,575 client accounts with assets under management of $16,378,802,331.

Firm Information

Thomas McGovern is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Thomas McGovern’s Registration & Firm History

CT

09/22/2018 - Present

Pruco Securities, LLC (SHELTON CT)

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Licenses & Designations

BC

Issued 10/11/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Patrick McGovern.
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