Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick King is a financial advisor with National Financial Services LLC. Thomas has been in the financial services industry since August 7, 2006. King holds the Series 63, Series 7, and Series 24 licenses. He is registered with FINRA as a broker and an investment advisor. His office is located at 900 Salem Street, Smithfield, RI 02917. Prior to joining National Financial Services, Thomas was employed with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
04/17/2007 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
03/30/2006 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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