Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick Kelly is a registered representative with Capfinancial Securities, LLC in Raleigh, NC. Thomas joined Capfinancial Securities, LLC on October 20, 2003. Prior to Capfinancial Securities, LLC, Thomas worked for Wachovia Securities Financial Network, LLC in St. Louis, MO. Thomas has passed the Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/20/2003 - Present
Capfinancial Securities, LLC (RALEIGH NC)
MO
09/18/2003 - 10/17/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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