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Thomas Patrick Joyce

Mufg Securities Americas Inc.

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About Thomas Patrick Joyce

Thomas Patrick Joyce is a financial advisor who has been in the industry since December 7, 2000. Joyce is currently registered with MUFG Securities Americas Inc. in New York, NY. Thomas has been with the firm since November 2, 2020 and previously worked at Deutsche Bank Securities Inc. and Lehman Brothers Inc.

Firm Information

Thomas Joyce is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Joyce’s Registration & Firm History

NY

11/02/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/22/2006 - 11/09/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/07/2000 - 08/24/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/03/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Patrick Joyce.
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