Unclaimed
Thomas Patrick Joyce is a financial advisor who has been in the industry since December 7, 2000. Joyce is currently registered with MUFG Securities Americas Inc. in New York, NY. Thomas has been with the firm since November 2, 2020 and previously worked at Deutsche Bank Securities Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/02/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
08/22/2006 - 11/09/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/07/2000 - 08/24/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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