Unclaimed
Thomas Patrick Joyce is a registered representative of Flextrade LLC. Mr. Joyce has been in the securities industry since 2007. He is licensed to sell securities in New York. Mr. Joyce has passed the Series 6, Series 7, Series 63, and Series 66 exams. Prior to joining Flextrade, Mr. Joyce was employed by AXA Advisors, LLC, Labranche Structured Products Specialists LLC and Labranche Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/18/2010 - Present
Flextrade LLC (GREAT NECK NY)
NY
12/21/2007 - 01/21/2009
AXA ADVISORS, LLC (LAKE SUCCESS NY)
NY
11/08/2006 - 06/22/2007
LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC (NEW YORK NY)
NY
10/10/2005 - 11/09/2006
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
BOTH
Issued 08/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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