Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick Hall is a financial advisor with over 40 years of experience in the financial services industry. Thomas has held numerous positions, including those at The Leaders Group, Inc., Walnut Street Securities, Inc., and Cigna Securities, Inc.. Thomas currently holds Series 63, Series 26, Series 6TO, Series 22TO, SIE, and Series 1 licenses. Thomas is registered in Florida, North Carolina, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/16/1998 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NA
06/03/1998 - 06/25/1998
THE LEADERS GROUP, INC.
CA
06/23/1988 - 06/16/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
04/01/1980 - 05/18/1988
CIGNA SECURITIES, INC.
BC
Issued 04/28/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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