Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gillespie is a financial advisor with over 40 years of experience in the industry. Thomas is currently registered with NWF Advisory Services Inc., a firm with over $1 billion in assets under management. Thomas provides a variety of financial advisory services to individuals and businesses. Thomas's previous employment history includes Ameriprise Financial Services, LLC, Wells Fargo Advisors, LLC, RBC Dain Rauscher Inc., Sutro & Co. Incorporated, Prudential Securities Incorporated, Evern Securities, Inc., Drexel Burnham Lambert Incorporated, Bateman Eichler, Hill Richards, Incorporated, Paine, Webber, Jackson & Curtis Inc., and Blyth Eastman Dillon & Co. Incorporated. Thomas is a highly experienced advisor with a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/12/2023 - Present
NWF Advisory Services Inc. (Long Beach CA)
CA
10/07/2011 - 09/13/2023
AMERIPRISE FINANCIAL SERVICES, LLC (IRVINE CA)
CA
04/02/2004 - 10/10/2011
WELLS FARGO ADVISORS, LLC (SEAL BEACH CA)
NY
03/09/2002 - 04/29/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
11/04/1998 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
08/31/1994 - 10/27/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
06/14/1991 - 09/08/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
10/15/1987 - 06/04/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
04/29/1986 - 11/27/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/12/1981 - 01/29/1986
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/31/1980 - 04/11/1981
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
12/13/1977 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
05/20/1976 - 03/09/1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 07/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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