Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patrick Gaffey is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Lifemark Securities Corp. and has been with the firm since November 2018. Prior to joining Lifemark Securities Corp., Thomas worked at various firms, including Foresters Equity Services, Inc., The O.N. Equity Sales Company, Quest Capital Strategies, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, New England Securities, and Mutual of Omaha Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
11/07/2018 - Present
Lifemark Securities Corp. (Pearl River NY)
CA
02/27/2012 - 11/08/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
MA
03/13/2009 - 12/31/2011
THE O.N. EQUITY SALES COMPANY (BROCKTON MA)
CA
11/30/2005 - 03/19/2009
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
MA
07/29/2004 - 10/14/2005
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/29/2004 - 10/14/2005
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
08/21/2002 - 06/07/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NE
05/22/1996 - 08/29/2002
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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