Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Flynn is a financial professional with over 25 years of experience in the financial services industry. Thomas is currently registered with Allspring Funds Management, LLC in Charlotte, NC. Before joining Allspring Funds Management, LLC, Thomas worked at Morgan Stanley and Wells Fargo Clearing Services, LLC. Thomas has a diverse background in the financial services industry and is committed to providing clients with personalized and comprehensive financial solutions. Thomas holds multiple licenses and certifications including the Series 6, 7, 24, 26, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
03/09/2023 - Present
Allspring Funds Management, LLC (Charlotte NC)
NC
10/12/2022 - 03/09/2023
MORGAN STANLEY (Charlotte NC)
NC
07/24/2019 - 09/30/2022
ALLSPRING FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
MO
02/08/2018 - 07/24/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
SC
05/19/2015 - 12/22/2017
LPL FINANCIAL LLC (FORT MILL SC)
MO
03/05/2014 - 05/26/2015
SAXONY SECURITIES, INC. (ST. LOUIS MO)
MI
08/03/2012 - 02/24/2014
AXA ADVISORS, LLC (TROY MI)
WI
02/06/2002 - 07/12/2012
AMERICAN FAMILY SECURITIES, LLC (MADISON WI)
NY
01/02/2001 - 12/31/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
07/27/1999 - 12/08/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
02/22/1994 - 07/16/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
02/22/1994 - 07/16/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 12/03/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/10/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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