Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Flanagan is a registered investment advisor representative with Osaic Wealth, Inc. Thomas has been in the industry since February 1987. Osaic Wealth, Inc. is an SEC registered investment advisor with offices in Scottsdale, Arizona. The firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Osaic Wealth, Inc. has over 437,000 accounts under management and assets under management over $94 billion. Thomas is licensed to provide investment advisory services in Arizona, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, and Texas. Thomas also provides insurance services through Thomas P. Flanagan Insurance, a sole proprietorship.
SAINT JAMES, NY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/19/2024 - Present
Osaic Wealth, Inc. (SAINT JAMES NY)
NY
03/01/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (SAINT JAMES NY)
NY
12/01/2006 - 03/01/2019
QUESTAR CAPITAL CORPORATION (SAINT JAMES NY)
NY
03/17/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (ST. JAMES NY)
IL
05/26/2005 - 01/10/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
02/02/2005 - 05/17/2005
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
03/14/2003 - 02/22/2005
IFMG SECURITIES, INC. (PURCHASE NY)
CA
07/31/2001 - 03/21/2003
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
NY
02/05/2001 - 07/25/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
03/06/2000 - 02/06/2001
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
08/19/1999 - 03/07/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
DE
04/06/1999 - 08/29/1999
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
10/15/1998 - 01/06/1999
WORLDCO, L.L.C. (NEW YORK NY)
NY
09/24/1996 - 07/23/1998
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
05/16/1994 - 09/23/1996
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
04/12/1993 - 05/31/1994
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
06/29/1992 - 04/06/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/12/1990 - 07/20/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/12/1990 - 12/13/1990
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
04/17/1989 - 10/25/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/26/1987 - 04/18/1989
J. T. MORAN & CO., INC.
NA
01/05/1987 - 06/02/1987
J. W. GANT & ASSOCIATES, INC.
NA
10/09/1986 - 03/14/1987
ALLIED CAPITAL GROUP, INC.
NA
06/06/1986 - 10/14/1986
NORBAY SECURITIES INC.
BOTH
Issued 6/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/1/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/10/1996
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 1/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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