Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Darby is a financial professional with over 30 years of experience in the industry. He has a strong background in securities and investment services. Thomas Darby is currently registered with Paychex Securities Corp. He is also licensed in New York and has a Series 7, Series 63 and SIE license. Thomas Darby has previously worked with several firms, including Chase Securities Inc., Chase Investment Services Corp., Chase Lincoln First Brokerage Services, Inc., Marine Midland Securities, Inc. and Michael C. Talley & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/21/2003 - Present
Paychex Securities Corp. (Phoenix AZ)
NY
05/02/1997 - 03/12/1999
CHASE SECURITIES INC. (NEW YORK NY)
IL
12/21/1993 - 11/07/1996
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
MA
02/22/1988 - 12/31/1991
CHASE LINCOLN FIRST BROKERAGE SERVICES, INC. (BOSTON MA)
NA
10/24/1986 - 02/02/1988
MARINE MIDLAND SECURITIES, INC.
NA
10/23/1985 - 07/07/1986
MICHAEL C. TALLEY & CO., INC.
BC
Issued 11/05/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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