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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Curran is a financial advisor with Raymond James & Associates, Inc. Thomas has been in the industry since 1990 and is registered in 53 states. Thomas has a strong background in financial planning and investment management, and is committed to providing his clients with personalized service and tailored investment strategies. Thomas is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
11/02/2018 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
07/28/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
TN
04/17/2001 - 08/04/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
IL
02/01/1999 - 05/10/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
03/22/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
CA
11/28/1994 - 03/14/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
02/19/1992 - 10/26/1994
HAMILTON INVESTMENTS, INC.
NY
09/22/1988 - 12/13/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 07/24/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/06/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/24/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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