Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Costello is a registered representative with Credit Suisse Securities (usa) LLC, with over 25 years of experience in the financial services industry. Thomas has held previous positions with DB Securities Services NJ INC., Deutsche Bank Securities Inc., Natwest Securities Corporation and Oscar Gruss & Son, Incorporated. Thomas holds the Series 7, Series 55, Series 57TO and SIE licenses. Thomas is currently located in the New York, NY office of Credit Suisse Securities (usa) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
1
2
NY
10/15/2010 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
NJ
04/15/2008 - 03/31/2009
DB SECURITIES SERVICES NJ INC. (JERSEY CITY NJ)
NY
03/02/1998 - 04/29/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/18/1997 - 03/06/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
NY
06/28/1995 - 01/27/1997
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
BC
Issued 02/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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