Unclaimed
Thomas Collins is a financial professional with over 30 years of experience in the financial services industry. Thomas is currently registered with Ameriprise Financial Services, LLC and has been affiliated with Ameriprise and its predecessor firms since 2005. Thomas has a wide range of experience working with individual clients, small businesses, and institutions. Thomas specializes in providing financial planning, retirement planning, and investment management services. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
10/10/2014 - Present
Ameriprise Financial Services, LLC (Stratford CT)
CT
08/19/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (STRATFORD CT)
MO
11/29/2001 - 08/22/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
FL
01/04/1999 - 11/30/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
02/21/1995 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
WI
03/05/1986 - 02/21/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
04/23/1985 - 07/12/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 10/09/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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