Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Cleary is a financial professional with over 20 years of experience in the industry. Thomas has a broad range of experience in the securities industry, including roles at LaSalle St Securities, L.L.C., LBMZ Securities, Inc., Sentinus-Halo Securities, LLC, TASTYWORKS, INC. and currently at Apex Clearing Corp. Thomas holds a variety of licenses including Series 3, 4, 7, 24, 30, 63 and 66. Thomas is currently registered in Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/21/2023 - Present
Apex Clearing Corp. (DALLAS TX)
IL
06/16/2022 - 02/15/2023
TASTYWORKS, INC. (CHICAGO IL)
IL
01/05/2021 - 06/07/2022
SENTINUS-HALO SECURITIES, LLC (CHICAGO IL)
IL
09/20/2019 - 10/08/2020
LBMZ SECURITIES, INC. (CHICAGO IL)
IL
10/18/2017 - 08/30/2019
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NY
02/09/2000 - 10/09/2000
SCHONFELD SECURITIES, LLC (JERICHO NY)
BOTH
Issued 01/26/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2024
Series 30 - NFA Branch Manager Examination
BC
Issued 01/24/2020
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 01/30/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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