linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Patrick Canals

O'Shaughnessy Asset Management, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Patrick Canals

Thomas Canals is a financial advisor with O'Shaughnessy Asset Management, LLC, located in Stamford, Connecticut. Thomas has been working in the financial industry since 2014 and holds the Series 66, Series 7TO and SIE licenses. Thomas is a Chartered Financial Analyst and has experience in providing financial advice to a variety of clients, including individuals, corporations, investment companies and pooled investment vehicles. Thomas previously worked for DFA Securities LLC in Austin, Texas.

Firm Information

Thomas Canals is currently registered with O'Shaughnessy Asset Management, LLC. O'Shaughnessy Asset Management, LLC is an investment advisor based in STAMFORD, CT with approximately $12,599,503,777 in regulatory assets under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also offer wrap fee programs and have experience managing assets for clients including high-net-worth individuals, corporations, charitable organizations, pension funds, and state or municipal government entities.
O'Shaughnessy Asset Management, LLC

100 FIRST STAMFORD PLACE

STAMFORD, CT 06902

$12.60B

Assets Under Management

1,070

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

check

other

Assets under advisement (for uma)

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Canals’s Registration & Firm History

CT

09/09/2022 - Present

O'Shaughnessy Asset Management, LLC (STAMFORD CT)

TX

09/12/2014 - 01/06/2022

DFA SECURITIES LLC (AUSTIN TX)

Not sure if Thomas Patrick Canals is right for you?

Licenses & Designations

BOTH

Issued 02/05/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/11/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Thomas Patrick Canals.
Not sure if Thomas Patrick Canals is right for you?