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Thomas Patrick Byrne

Herbert J. Sims Capital Management, Inc.

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About Thomas Patrick Byrne

Thomas Byrne has been in the securities industry for over 17 years. Thomas is currently registered with Herbert J. Sims Capital Management, Inc. as a Registered Representative. Thomas is also registered as an Investment Advisor Representative in Connecticut. Thomas previously worked at VOYA INVESTMENTS DISTRIBUTOR, LLC, AXA ADVISORS, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and ADVEST, INC.. Thomas has passed the Uniform Combined State Law Examination, the General Securities Principal Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Thomas has experience working with High Net Worth Individuals, Corporations or Other Businesses and Individuals Other Than High Net Worth.

Firm Information

Thomas Byrne is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Byrne’s Registration & Firm History

CT

09/16/2021 - Present

Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)

CT

03/05/2012 - 08/26/2021

VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

NY

04/30/2008 - 05/20/2011

AXA ADVISORS, LLC (NEW YORK NY)

NY

03/08/2006 - 08/24/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

08/28/2003 - 03/08/2006

ADVEST, INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 01/31/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/31/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Patrick Byrne.
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